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Research
& Sponsored Programs |
NOTICE
From: Research Compliance
Administration
Subject:
Guidelines for Determining an Amendment Type
Modifications to Previously Approved Research. The IRB requires that any proposed changes in approved research, during the
period for which IRB approval has already been given, be reviewed and approved prior to implementing these changes to
determine whether the modified research continues to fulfill the criteria for approval, except where necessary to eliminate
apparent immediate hazards to the human participants. Investigators may request approval of proposed changes by the completion and submission of an Amendment form.
This guidance document provides additional information for determining whether an Amendment may be reviewed and approved using
expedited review procedures or if the Amendment must be reviewed at a convened IRB meeting. Please note that it is ultimately the RCA staff and IRB who makes the review level determination.
Minor Changes in Approved Research. Minor amendments are reviewed using the expedited review procedure. Proposed change(s) are considered minor when the research meets all of the following criteria:
-
the proposed change(s) do not significantly alter the risk to benefit assessment;
-
the proposed change(s) do not significantly affect the safety of subjects;
-
the proposed change(s) do not involve the addition of invasive procedures (procedures not otherwise eligible for expedited review, e.g. collection blood samples in limited amounts);
-
the proposed change(s) do not involve the addition of procedures, interactions or interventions that add significant medical, social, or psychological risks;
-
the proposed change(s) do not involve addition of a vulnerable population in research not otherwise eligible for expedited review; and
-
the proposed change(s) do not significantly alter the scientific question or the scientific quality of the study.
Examples of minor amendments:
-
Decrease in the amount of blood
drawn
-
Title change
-
Principal investigator change
-
Addition of co-investigators
-
Clarification issues
-
Additional risks due to adverse
event (e.g. IRB requested addition)
-
Dose reduction
-
Requested changes by Radiation
Safety Office
-
Extending accrual period
-
Addition of urine pregnancy
test
-
Addition of audio taping
-
Advertisements
or changes in recruitment when changes are easily compared to the informed
consent document
-
Final
taped message prepared from IRB-approved text
-
Addition of subjects
Major Changes in Approved Research. Major Amendments are reviewed at a convened IRB meeting. Proposed changes potentially involve increased risks or discomforts or decrease potential benefit.
Examples of major amendments:
- Increase in the amount of blood drawn
- Safety issues
- Extension of the study duration
- Multiple changes in the study design
- New software in devices
- Additional arm added to the study
- Additional population
- Increase in the medication dose
- Increase in infusion rate
- Additional radiation exposure
- Addition of videotaping of subjects
Research
& Sponsored Programs
Last Update: March 10, 2008
http://www.iupui.edu/~resgrad/spon/amen-guide.htm
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© 2002-2003 The Trustees of Indiana University